Principal Securities, INC.
Assets Under Management
$14.8B
Number of Clients
48,723
Number of Advisors
1605
Average Client AUM
$304K
AUM per Advisor
$9.2M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Principal Securities is a registered investment adviser and broker-dealer offering advisory programs through unaffiliated third-party money managers (TPMMs). They offer asset allocation and portfolio management programs, acting as either an investment adviser or promoter. Financial Advisors assist clients in evaluating their financial circumstances and objectives.
Fee Structure
Financial Planning:Investment management only
Areas of Practice
Investment Management
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Location
711 High Street, Des Moines, IA, 50392
1605 Advisors at this firm
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