TrueAdvisor
TrueAdvisor
AB
AB

Abby Jean Brekke

Principal Securities, INC.
8 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Principal Securities, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1605 advisors
Number of Clients
48,723 clients
Average Client Portfolio
$304K average
Assets Under Management
$14.8B

Fee Structure

Financial Planning:Investment management only

Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Principal Securities, INC.
December 2020 - Present · 5 yrs 2 mos
Principal Securities, INC.Broker
December 2020 - Present · 5 yrs 2 mos
Principal Securities, INC.
December 2020 - Present · 5 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
August 2019 - August 2020 · 1 yr
Princor Financial Services CorporationBroker
October 2007 - September 2010 · 2 yrs 11 mos
State Registrations1 state
IA
Advisor
Exams
No exam information available for this advisor.