TrueAdvisor
TrueAdvisor
AV
AV

Abdiel Alan Valenzuela

Principal Securities, INC.
31 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Principal Securities, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1605 advisors
Number of Clients
48,723 clients
Average Client Portfolio
$304K average
Assets Under Management
$14.8B

Fee Structure

Financial Planning:Investment management only

Location

711 High St, Des Moines, IA, 50392

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Principal Securities, INC.
May 2025 - Present · 9 mos
Principal Securities, INC.Broker
May 2025 - Present · 9 mos
Previous Registrations
RBC Capital Markets, LLCBroker
March 2025 - April 2025 · 1 mo
RBC Capital Markets, LLC
March 2025 - April 2025 · 1 mo
Avantax Investment Services, INC.Broker
July 2023 - August 2024 · 1 yr 1 mo
Avantax Advisory Services
July 2023 - August 2024 · 1 yr 1 mo
Financial Sense Securities, INC.Broker
June 2017 - June 2023 · 6 yrs
Financial Sense Advisors, INC.
June 2017 - June 2023 · 6 yrs
Cetera Advisors LLCBroker
January 2017 - June 2017 · 5 mos
Cetera Advisor Networks LLCBroker
January 2017 - June 2017 · 5 mos
Cetera Financial Specialists LLCBroker
January 2017 - June 2017 · 5 mos
Cetera Investment Services LLCBroker
January 2017 - June 2017 · 5 mos
First Allied Securities, INC.Broker
January 2017 - June 2017 · 5 mos
Girard Securities, INC.Broker
January 2017 - June 2017 · 5 mos
Summit Brokerage Services, INC.Broker
January 2017 - June 2017 · 5 mos
Cetera Advisor Networks LLC
January 2017 - June 2017 · 5 mos
Uvest Financial Services Group, INC.Broker
September 2009 - April 2010 · 7 mos
LPL Financial LLCBroker
August 2005 - November 2015 · 10 yrs 3 mos
LPL Financial LLC
August 2005 - November 2015 · 10 yrs 3 mos
Planmember Securities Corporation
November 2004 - February 2005 · 3 mos
Planmember Securities CorporationBroker
November 2004 - February 2005 · 3 mos
Financial Network Investment CorporationBroker
July 1998 - November 2004 · 6 yrs 4 mos
Great Western Financial Securities CorporationBroker
February 1993 - May 1998 · 5 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
November 1989 - February 1991 · 1 yr 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.