AL
AL

Aaron James Lacona

4 Years of Experience
Broker
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

W Des Moines, IA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron works as a Retirement Consultant for Principal Advised Services, offering investment advice to retirement plan participants. This activity is investment-related and takes up nearly all of Aaron's time.

Employment History
Current Registrations
Principal Advised Services
August 2024 - Present · 1 yr 6 mos
Principal Securities, INC.
March 2023 - Present · 2 yrs 11 mos
Principal Securities, INC.Broker
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Principal Securities, INC.
March 2023 - November 2023 · 8 mos
Wells Fargo Clearing Services, LLC
October 2019 - July 2021 · 1 yr 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2019 - July 2021 · 1 yr 11 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.