Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M
Fee Structure
Minimum Investment:$5K
Financial Planning:Investment management only
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Contact
Eric Vanderleek
Location
711 High St, Des Moines, IA, 50392
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric is an Investment Adviser Representative and AVP at Principal Bank, dedicating full-time hours to both roles. His responsibilities include providing investment advice and overseeing the sales of bank deposit products.
Employment History
Current Registrations
Principal Advised Services
November 2022 - Present · 3 yrs 3 mos
Principal Securities, INC.
September 2021 - Present · 4 yrs 5 mos
Principal Securities, INC.Broker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
August 2012 - August 2021 · 9 yrs
Wells Fargo Advisors Financial Network, LLCBroker
April 2012 - August 2021 · 9 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2008 - August 2021 · 13 yrs 1 mo
E*trade Securities LLCBroker
January 2006 - July 2008 · 2 yrs 6 mos
Harrisdirect LLC
December 2001 - December 2005 · 4 yrs
Harrisdirect LLCBroker
October 1997 - December 2005 · 8 yrs 2 mos
Auerbach, Pollak & Richardson INC.Broker
June 1997 - October 1997 · 4 mos
Investors Associates, INC.Broker
May 1997 - June 1997 · 1 mo
State Registrations14 states
ARCOCTFLIAMAMNMONCNEOKSDUTVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Contact
Eric Vanderleek