Aaron Stuart Clayberg

Principal Securities, INC.

18 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Principal Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1605 advisors

Number of Clients

48,723 clients

Average Client Portfolio

$304K average

Assets Under Management

$14.8B

Fee Structure

Financial Planning:Investment management only

Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Aaron is involved with CJS Cleaning Service, a commercial light cleaning service, since 2015. This activity is not investment-related.

Employment History

Current Registrations

Principal Securities, INC.

December 2015 - Present · 10 yrs 2 mos

Principal Securities, INC.Broker

August 2015 - Present · 10 yrs 6 mos

Previous Registrations

Voya Financial Advisors, INC.Broker

September 2008 - August 2015 · 6 yrs 11 mos

Thrivent Investment Management INC.Broker

April 2001 - December 2002 · 1 yr 8 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.