AH
AH

Adam Myles Hawkins

2 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1605 advisors
Number of Clients
48,723 clients
Average Client Portfolio
$304K average
Assets Under Management
$14.8B

Fee Structure

Financial Planning:Investment management only
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Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is the President of the Belvidere Family YMCA Board, dedicating minimal time. He also hosts a personal podcast featuring interviews with influencers, which is investment-related and takes minimal time.

Employment History
Current Registrations
Principal Securities, INC.
February 2024 - Present · 2 yrs
Principal Securities, INC.
December 2023 - Present · 2 yrs 2 mos
Principal Securities, INC.Broker
December 2023 - Present · 2 yrs 2 mos
Previous Registrations
Stephens
September 2021 - April 2022 · 7 mos
StephensBroker
July 2021 - April 2022 · 9 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.