AB
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Adam J Brophy

19 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1605 advisors
Number of Clients
48,723 clients
Average Client Portfolio
$304K average
Assets Under Management
$14.8B

Fee Structure

Financial Planning:Investment management only
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Location

W137N5557 Williams Pl, Menomonee Falls, WI, 53051

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History

Regulatory History (1)
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Customer Dispute
February 2014
Settled
Other Business ActivitiesSells Insurance

Adam sells various insurance products, including traditional insurance, long-term care, disability, health, group benefits, and P&C, through Outside Insurance. He is also a 50% owner and active manager of Union Financial, Inc., and one of three managing members of Bad Partners, LLC, which replaced Bridge VEBA.

Employment History
Current Registrations
Principal Securities, INC.
January 2011 - Present · 15 yrs 1 mo
Principal Securities, INC.Broker
July 2006 - Present · 19 yrs 7 mos
State Registrations18 states
AZCODCFLGAIAILINKSMIMNMONCNVNYTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam J Brophy - Financial Advisor | TrueAdvisor