AW
AW

Adam Gerhard Woxland

4 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1605 advisors
Number of Clients
48,723 clients
Average Client Portfolio
$304K average
Assets Under Management
$14.8B

Fee Structure

Financial Planning:Investment management only
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Location

519 State St, Belle Fourche, SD, 57717

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam sells outside insurance products, including long-term care, annuities, and life and health insurance. This activity takes a few hours per week.

Employment History
Current Registrations
Principal Securities, INC.
May 2022 - Present · 3 yrs 9 mos
Principal Securities, INC.Broker
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Waddell & ReedBroker
January 2021 - July 2021 · 6 mos
State Registrations8 states
AZMNMTNDSDTXWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Gerhard Woxland - Financial Advisor | TrueAdvisor