TrueAdvisor
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AB
AB

Adam David Bramley

Principal Securities, INC.
9 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Principal Securities, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1605 advisors
Number of Clients
48,723 clients
Average Client Portfolio
$304K average
Assets Under Management
$14.8B

Fee Structure

Financial Planning:Investment management only

Location

Kansas City, MO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a co-owner of GT Mobile Repair, LLC and handles administration/bookkeeping. This requires minimal time.

Employment History
Current Registrations
Principal Securities, INC.
September 2022 - Present · 3 yrs 5 mos
Principal Securities, INC.
September 2022 - Present · 3 yrs 5 mos
Principal Securities, INC.Broker
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
ICMA Retirement Corporation
December 2015 - January 2021 · 5 yrs 1 mo
Icma-Rc Services, LLCBroker
December 2015 - January 2021 · 5 yrs 1 mo
Wells Fargo Advisors, LLC
March 2015 - October 2015 · 7 mos
Wells Fargo Advisors, LLCBroker
February 2015 - October 2015 · 8 mos
State Registrations4 states
ARILMAMO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.