Stifel, Nicolaus & Company, Incorporated
Stifel is a wealth management and investment firm that offers both investment advisory and brokerage services. The Vision Program provides discretionary account management for retirement plan accounts, using investment options available through the client's retirement plan. Stifel Financial Advisors manage these accounts through the Pontera System. Stifel also offers other advisory programs covered in separate brochures.
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.