Adam Keith Cadwallader

Stifel, Nicolaus & Company, Incorporated

28 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Stifel, Nicolaus & Company, Incorporated

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

3314 advisors

Number of Clients

222,322 clients

Average Client Portfolio

$770K average

Assets Under Management

$171.2B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

3701 Corporate Parkway, Suite 110, Center Valley, PA, 18034

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Stifel, Nicolaus & Company, Incorporated

July 2007 - Present · 18 yrs 7 mos

Stifel, Nicolaus & Company, IncorporatedBroker

July 2007 - Present · 18 yrs 7 mos

Previous Registrations

Ryan Beck & CO.

January 2003 - July 2007 · 4 yrs 6 mos

Ryan Beck & CO.Broker

January 2003 - July 2007 · 4 yrs 6 mos

Morgan Stanley Dw INC.Broker

December 1996 - December 2002 · 6 yrs

State Registrations32 states

AZCACOCTDEFLGAILINKSKYMAMDMEMIMONCNHNJNMNVNYOHORPASCTNTXVAVTWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.