Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3314 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
Loading...

Location

250 Nicollet Mall, SUITE 2000, 16th Floor, Minneapolis, MN, 55401-1931

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Adam serves on the board of directors for Mount Zion Hebrew Congregation, a non-profit religious institution, dedicating minimal time. He also serves on the board of directors and finance committee for Maayanot Community Mikveh of Minnesota, an organization focused on creating a ritual bath, dedicating minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2025 - Present · 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2025 - Present · 6 mos
Previous Registrations
RBC Capital Markets, LLC
October 2018 - September 2025 · 6 yrs 11 mos
RBC Capital Markets, LLCBroker
September 2018 - September 2025 · 7 yrs
State Registrations27 states
ARAZCACOCTDCDEFLGAILINKYLAMAMNNCNHNJNMNYOHOKPATXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Charles Garen - Financial Advisor | TrueAdvisor