TrueAdvisor
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AH
AH

Aaron Mathew Hattem

Stifel, Nicolaus & Company, Incorporated
17 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3314 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Location

2121 Avenue of the Stars (Fox Plaza), Suite 2100 & 2150, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2012 - Present · 13 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
July 2012 - Present · 13 yrs 7 mos
Previous Registrations
Southwest Securities, INC.
July 2009 - August 2012 · 3 yrs 1 mo
Southwest Securities, INC.Broker
December 2008 - August 2012 · 3 yrs 8 mos
M.L. Stern & CO., LLC.Broker
December 2008 - December 2008 · 0 mos
State Registrations29 states
AZCACOCTDCFLHIIDILINMDMEMIMNMONCNJNMNVNYOHOKORRISCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.