Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3314 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam manages investments for Ostrich Development Co., dedicating minimal time per week. He also volunteers with the American Red Cross and A Leg to Stand On, and is a limited partner in Little Island Investors LLC.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
April 2022 - Present · 3 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2014 - April 2022 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2014 - April 2022 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - April 2013 · 6 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - April 2005 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - April 2013 · 16 yrs 7 mos
State Registrations20 states
AZCACOCTDCDEFLGAKYMAMDMONCNJNYPARITXWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.