Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3314 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
December 2008 - Present · 17 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2008 - Present · 17 yrs 7 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2005 - June 2008 · 3 yrs 5 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.