AH
AH

Adam Gerald Higgins

10 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3314 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

9999 Carver Road, Blue Ash, OH, 45242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is the Vice President of the Young Professional Board for Cancer Family Care, a community resource. He volunteers at events and participates in meetings, dedicating minimal time to this activity.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
September 2020 - Present · 5 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Fidelity Brokerage Services LLCBroker
August 2015 - October 2019 · 4 yrs 2 mos
State Registrations47 states
AKALARAZCACOCTDCFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.