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Adam J Wetli
Stifel, Nicolaus & Company, Incorporated
9 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
3314 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B
Fee Structure
Minimum Investment:
None
Financial Planning:
Investment management only
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Location
200 S. Washington Street, River Walk Plaza, Green Bay, WI, 54301
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Customer Dispute
July 2020
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2016 - Present · 9 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
Broker
February 2016 - Present · 10 yrs
State Registrations
21 states
AK
AL
AZ
CA
CO
FL
ID
IL
IN
MI
MN
MO
NH
NM
NV
OH
TN
TX
VA
WA
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.