First Kentucky Securities Corporation (FKSC) offers investment advice and financial planning to individuals, high net worth individuals, pension plans, charities, corporations, government entities, and insurance companies. FKSC manages accounts on a discretionary or non-discretionary basis, tailoring investment strategies to client objectives and risk tolerance. They offer various programs including wrap fee programs sponsored by RBC Capital Markets and FKSC, as well as a non-wrap advisory program. FKSC also provides financial planning and consulting services.
Fee Structure
FKSC offers investment management through its Advisory Fee Program (Non-Wrap). Clients pay an annual fee of up to 1.00% of the assets managed. For households with over $1 million in assets, the total fee is capped. Fees are billed quarterly in advance. One IAR team offers the FKSC non-wrap program and that all other client accounts are managed on a wrap basis. FKSC may also charge performance-based fees to qualified clients.