Jack Aerod Moss

First Kentucky Securities CORP

30 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

First Kentucky Securities CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

1,751 clients

Average Client Portfolio

$388K average

Assets Under Management

$678.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

4360 Brownsboro Road, Suite 300, Louisville, KY, 40207

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

November 1985

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Jack is a board member of the Morton Center, a non-profit organization, and co-trustee of the Betty Gibbs Trust.

Employment History

Current Registrations

First Kentucky Securities CORP

January 2013 - Present · 13 yrs 1 mo

First Kentucky Securities Corporation

September 2005 - Present · 20 yrs 5 mos

First Kentucky Securities CorporationBroker

September 2005 - Present · 20 yrs 5 mos

Previous Registrations

First Kentucky Securities CORP

October 2005 - December 2012 · 7 yrs 2 mos

Morgan Stanley

April 2001 - August 2005 · 4 yrs 4 mos

Morgan Stanley Dw INC.Broker

May 1995 - August 2005 · 10 yrs 3 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.