Michael A Horlander

First Kentucky Securities CORP

30 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

First Kentucky Securities CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

1,751 clients

Average Client Portfolio

$388K average

Assets Under Management

$678.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

4360 Brownsboro Road, Suite 300, Louisville, KY, 40207

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History

Regulatory History (1)

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Customer Dispute

November 2009

Settled

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Employment History

Current Registrations

First Kentucky Securities CORP

January 2013 - Present · 13 yrs 1 mo

First Kentucky Securities CorporationBroker

January 2010 - Present · 16 yrs 1 mo

Previous Registrations

Morgan Keegan & Company, INC.Broker

April 2002 - January 2010 · 7 yrs 9 mos

UBS Painewebber INC.Broker

December 1998 - April 2002 · 3 yrs 4 mos

Morgan Keegan & Company, INC.Broker

June 1995 - December 1998 · 3 yrs 6 mos

State Registrations9 states

CAFLGAINKYNYOHTNVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.