Raymond Strand Kramer

First Kentucky Securities CORP

43 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

First Kentucky Securities CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

1,751 clients

Average Client Portfolio

$388K average

Assets Under Management

$678.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

1500 Leestown Road, Suite 330, Lexington, KY, 40511

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

December 1996

Final

View Full SEC Report How to Read Disclosures

Other Business Activities

Raymond is the President of Presbyterian Housing Corp, a non-profit owning and operating low-income housing, dedicating a few hours per week. He is also a Notary Public and owns stock in First Kentucky Securities.

Employment History

Current Registrations

First Kentucky Securities CORP

January 2013 - Present · 13 yrs 1 mo

First Kentucky Securities CorporationBroker

September 1985 - Present · 40 yrs 5 mos

Previous Registrations

First Kentucky Securities CORP

August 2006 - December 2012 · 6 yrs 4 mos

Dupree & Company, INC.Broker

July 1982 - August 1985 · 3 yrs 1 mo

State Registrations8 states

CAFLKYMINCNYOHTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.