Bruce Corwin is a CFP-designated registered investment advisor at First Kentucky Securities CORP, based in Louisville, KY, with 18 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,530 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FKSC offers investment management through its Advisory Fee Program (Non-Wrap). Clients pay an annual fee of up to 1.00% of the assets managed. For households with over $1 million in assets, the total fee is capped. Fees are billed quarterly in advance. One IAR team offers the FKSC non-wrap program and that all other client accounts are managed on a wrap basis. FKSC may also charge performance-based fees to qualified clients.
Location
4360 Brownsboro Road, Suite 300, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Bruce is the founder of Bourbon Brotherhood, a monthly bourbon tasting group, and co-chair of Bourbon Mixer, a charity fundraising event. These activities are not investment-related and take minimal time each month.
Employment History
Current Registrations
First Kentucky Securities CorporationBroker
First Kentucky Securities CORP
Previous Registrations
Ross, Sinclaire & Associates, LLCBroker
Ross, Sinclaire & Associates, LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Tdc Group, LLC.
State Registrations22 states
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