Assets Under Management
$153.0M
Number of Clients
183
Number of Advisors
16
Average Client AUM
$836K
AUM per Advisor
$9.6M
Compensation
Commission-BasedFee-Only (AUM)
R.F. Lafferty & Co., Inc. offers managed account and financial planning services. IA Reps determine client's financial situation and investment objectives. Portfolios may consist of stocks, bonds, mutual funds, options, CDs, ETFs, and US government securities. Financial planning may focus on investments, insurance, taxes, retirement, risk management, and goal setting.
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.25% |
Fees are negotiable for accounts over $5,000,001.
40 Wall Street, New York, NY, 10005