| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.25% |
Fees are negotiable for accounts over $5,000,001.
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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Lisa is the President of Monahan & Roth, LLC, a firm providing expert witness and compliance consulting, and a FINRA Dispute Resolution Arbitrator. She also provides oversight to Responsibility Inc's investments, serves as a Board Director for Sutter Securities, Inc., and as a Board Manager for Boustead Securities, LLC, dedicating minimal time to each of these roles.