DR
DR

David Peter Reiss

9 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)
Firm Size
16 advisors
Number of Clients
183 clients
Average Client Portfolio
$836K average
Assets Under Management
$153.0M

Fee Structure

Minimum Investment:$50K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.75%
$250K - $500K2.50%
$500K - $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.5M1.50%
$2.5M - $5.0M1.25%
$5.0M - $10.0M1.25%
$10M+1.25%

Fees are negotiable for accounts over $5,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8 Wright Street 1st Floor, Westport, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the board chair for First Serv Bridgeport, a non-profit urban youth program, dedicating a few hours per week. He also owns rental property and is the managing director for DPR Wealth Management, a private label entity for his securities business, which is a full-time commitment.

Employment History
Current Registrations
R. F. Lafferty & CO., INC.
January 2025 - Present · 1 yr 1 mo
R. F. Lafferty & CO., INC.
January 2025 - Present · 1 yr 1 mo
R. F. Lafferty & CO., INC.Broker
January 2025 - Present · 1 yr 1 mo
Previous Registrations
International Assets Investment Management, LLC
January 2019 - January 2025 · 6 yrs
International Assets Advisory, LLCBroker
January 2019 - January 2025 · 6 yrs
Morgan Stanley
March 2016 - January 2019 · 2 yrs 10 mos
Morgan StanleyBroker
February 2016 - January 2019 · 2 yrs 11 mos
State Registrations9 states
CACTFLMAMENYRIVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Peter Reiss - Financial Advisor | TrueAdvisor