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Athanasios Tomaras

R. F. Lafferty & CO., INC.
29 Years of Experience
9 DisclosuresBroker
View SEC Summary
View SEC Summary

Athanasios Tomaras is a registered investment advisor at R. F. Lafferty & CO., INC., based in Tampa, FL, with 29 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 125 clients with $130M in assets under management.

R. F. Lafferty & CO., INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
125 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$129.8M

Fee Structure

Minimum Investment:$50K
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.50%
$500K - $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.5M1.50%
$2.5M - $5.0M1.25%
$5.0M - $10.0M1.25%
$10M+1.25%

Fees are negotiable for accounts over $5,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Tampa, FL

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Pending
Regulatory
September 2021
Final
Regulatory
April 2019
Final
Customer Dispute
October 2016
Settled
Customer Dispute
April 2015
Settled
Customer Dispute
April 2013
Settled
Customer Dispute
March 2010
Denied
Regulatory
August 2009
Final
Customer Dispute
May 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Athanasios owns Clean Cut Professional Lawn and Landscape LLC, a commercial and residential landscaping company. He spends a few hours per week on this activity during trading hours.

Employment History
Current Registrations
R. F. Lafferty & CO., INC.
March 2016 - Present · 10 yrs 1 mo
R. F. Lafferty & CO., INC.
October 2015 - Present · 10 yrs 6 mos
R. F. Lafferty & CO., INC.Broker
October 2015 - Present · 10 yrs 6 mos
Previous Registrations
Fulcrum Advisory Services, LLC
November 2012 - July 2016 · 3 yrs 8 mos
Fulcrum Securities, LLCBroker
March 2012 - March 2016 · 4 yrs
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
July 2004 - April 2007 · 2 yrs 9 mos
H&r Block Financial Advisors, INC.
July 2003 - July 2004 · 1 yr
Rsm Mcgladrey, INC.
October 2002 - July 2003 · 9 mos
H&r Block Financial Advisors, INC.Broker
April 1996 - July 2004 · 8 yrs 3 mos
State Registrations12 states
AZCAFLGAILMINCNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.