RS
RS

Robert Joseph Stravinski

29 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)
Firm Size
16 advisors
Number of Clients
183 clients
Average Client Portfolio
$836K average
Assets Under Management
$153.0M

Fee Structure

Minimum Investment:$50K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.75%
$250K - $500K2.50%
$500K - $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.5M1.50%
$2.5M - $5.0M1.25%
$5.0M - $10.0M1.25%
$10M+1.25%

Fees are negotiable for accounts over $5,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

40 Wall Street, 29th Floor, New York, NY, 10005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is involved with 401k sales and service through Seneca Sterling LLC, dedicating a few hours per week. He is also a volunteer field hockey coach.

Employment History
Current Registrations
R. F. Lafferty & CO., INC.
April 2016 - Present · 9 yrs 10 mos
R. F. Lafferty & CO., INC.Broker
February 2016 - Present · 10 yrs
R. F. Lafferty & CO., INC.
February 2016 - Present · 10 yrs
Previous Registrations
Fulcrum Advisory Services, LLC
November 2011 - February 2016 · 4 yrs 3 mos
Fulcrum Securities, LLCBroker
March 2009 - February 2016 · 6 yrs 11 mos
Eagle Strategies CORP
May 2002 - October 2004 · 2 yrs 5 mos
Nylife Securities LLCBroker
August 2001 - April 2009 · 7 yrs 8 mos
Princor Financial Services CorporationBroker
September 2000 - August 2001 · 11 mos
Signator Investors, INC.Broker
July 1996 - August 2000 · 4 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
July 1996 - May 1997 · 10 mos
State Registrations5 states
DCMDNYPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.