Calton & Associates is a registered investment advisor and broker/dealer. Calton's representatives offer investment advisory services, including financial planning and asset management. They can also sell securities and insurance products, potentially creating conflicts of interest. Clients may pay commissions or advisory fees, or a combination of both. Calton offers various investment programs, including wrap fee programs and access to third-party money managers.
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.