Anthony Smith
Anthony Smith is a registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2021Customer Dispute
October 2020Other Business ActivitiesSells Insurance
Anthony owns Windward Wealth Management, LLC, providing investment advice and managing client accounts, which takes nearly full-time. He is also a partner in Windward Insurance & Tax Services, LLC, offering accident, life, health, annuities, home & auto insurance, and tax preparation, dedicating a few hours per week.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Continental Capital Investment Services, INC.Broker
Prime Capital Services, INC.Broker
Brookstreet Securities CorporationBroker
Mfi Investments CORP.Broker
Crispin Koehler SecuritiesBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.