Amy Lynn Colton

Calton & Associates, INC.

13 Years of Experience

14 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning

Calton & Associates, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

223 advisors

Number of Clients

6,062 clients

Average Client Portfolio

$201K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$50K

Location

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX, 78735

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History

Regulatory History (14)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

September 2018

Final

Financial

September 2018

Final

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July 2018

Final

Financial

March 2018

Final

Financial

December 2017

Final

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October 2017

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June 2017

Final

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May 2017

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March 2017

Final

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February 2017

Final

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February 2017

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February 2017

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October 2016

Final

Financial

July 2016

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Amy is a licensed real estate agent, a partner in a divorce advice and mediation business, and a partner/life insurance agent at Forefront Insurance Partners. She also works as a registered representative with Calton & Associates, Inc. and is an officer at Woman in Confidence.