Amy Colton
Amy Colton is a registered investment advisor at Calton & Associates, INC., based in Austin, TX, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX, 78735
Get directionsHistory
Regulatory History (14)
Financial
September 2018Financial
September 2018Financial
July 2018Financial
March 2018Financial
December 2017Financial
October 2017Financial
June 2017Financial
May 2017Financial
March 2017Financial
February 2017Financial
February 2017Financial
February 2017Financial
October 2016Financial
July 2016Other Business ActivitiesSells Insurance
Amy is a licensed real estate agent, a partner in a divorce advice and mediation business, and a partner/life insurance agent at Forefront Insurance Partners. She also works as a registered representative with Calton & Associates, Inc. and is an officer at Woman in Confidence.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Forefront
Previous Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Calton & Associates, INC.
Ifp Securities, LLCBroker
Independent Financial Partners
LPL Financial LLCBroker
LPL Financial LLC
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.