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Archester L Neil

Calton & Associates, INC.
38 Years of Experience
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning
Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$50K

Location

2320 Third Street S, Suite 4, Jacksonville Beach, FL, 32250

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 1980
Final
Criminal
April 1971
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Archester is the owner/agent of The Neil Agency, Inc., an insurance agency, since 2004. He dedicates nearly full-time hours to this activity.

Employment History
Current Registrations
Calton & Associates, INC.
April 2022 - Present · 3 yrs 10 mos
Calton & Associates, INC.Broker
April 2022 - Present · 3 yrs 10 mos
Calton & Associates, INC.
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
Sagepoint Financial, INC.
March 2019 - December 2021 · 2 yrs 9 mos
Sagepoint Financial, INC.Broker
March 2019 - December 2021 · 2 yrs 9 mos
Prudential Financial Planning Services
April 2017 - October 2017 · 6 mos
Pruco Securities, LLC.Broker
May 2015 - October 2017 · 2 yrs 5 mos
Allstate Financial Services, LLCBroker
June 2006 - December 2014 · 8 yrs 6 mos
Securities Management & Research, INC.Broker
January 1985 - May 2006 · 21 yrs 4 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.