Sage Rutty & Co. Inc. is a registered investment advisor and broker/dealer that has been helping families invest and manage their financial assets since 1937. Sage Rutty offers advisory services through wrap fee programs, a financial planning department, and a QRP platform for qualified plan participants. Financial planning services are available to develop a written financial strategy based on your financial situation, investment objectives, and risk tolerance.
Fee Structure
Sage Rutty offers various investment management programs with fees based on a percentage of your assets. These fees generally cover investment advice, portfolio monitoring, reporting, and transaction costs. Here's a summary of some of the programs and their fees:
- FundSource CustomChoice Program: 2.00% annually
- Asset Advisor Program:
- First $250,000: 3.00% annually
- Next $750,000: 2.50% annually
- Over $1,000,000: 2.00% annually
- COMPASS Program: 2.25% annually
- Personalized Unified Managed Account (UMA) Program: 2.50% annually
- Masters Program: 2.50% annually
- Allocation Advisors Program: 2.25% annually
- Pathways Program: 2.00% annually
- Private Investment Management (PIM) Program:
- First $250,000: 3.00% annually
- Next $750,000: 2.50% annually
- Over $1,000,000: negotiable
- SEI Investment Management Corp. (SEI) Program:
- First $999,999: 1.00% - 2.00% annually
- Over $1,000,000: negotiable
- Schwab Program:
- First $999,999: 1.00% - 1.50% annually
- Over $1,000,000: negotiable
- QRP Program: 0.05% - 1.00% of account value, with a minimum annual fee of $250 to $1,000.
Fees may be adjusted based on the value of your account or for multiple accounts. Some programs have minimum account sizes.