David Dewind is a registered investment advisor at Sage, Rutty & CO., INC., based in Rochester, NY, with 43 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 7,702 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sage Rutty offers various investment management programs with fees based on a percentage of your assets. These fees generally cover investment advice, portfolio monitoring, reporting, and transaction costs. Here's a summary of some of the programs and their fees:
- FundSource CustomChoice Program: 2.00% annually
- Asset Advisor Program:
- First $250,000: 3.00% annually
- Next $750,000: 2.50% annually
- Over $1,000,000: 2.00% annually
- COMPASS Program: 2.25% annually
- Personalized Unified Managed Account (UMA) Program: 2.50% annually
- Masters Program: 2.50% annually
- Allocation Advisors Program: 2.25% annually
- Pathways Program: 2.00% annually
- Private Investment Management (PIM) Program:
- First $250,000: 3.00% annually
- Next $750,000: 2.50% annually
- Over $1,000,000: negotiable
- SEI Investment Management Corp. (SEI) Program:
- First $999,999: 1.00% - 2.00% annually
- Over $1,000,000: negotiable
- Schwab Program:
- First $999,999: 1.00% - 1.50% annually
- Over $1,000,000: negotiable
- QRP Program: 0.05% - 1.00% of account value, with a minimum annual fee of $250 to $1,000.
Fees may be adjusted based on the value of your account or for multiple accounts. Some programs have minimum account sizes.
Location
100 Corporate Woods, Suite 300, Rochester, NY, 14623
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2012Customer Dispute
June 1992Customer Dispute
September 1991Employment History
Current Registrations
Sage, Rutty & CO., INC.
Sage, Rutty & CO., INC.Broker
Previous Registrations
Brighton Securities CORP.Broker
Royce Park Investments, INC.Broker
J. W. Gant & Associates, INC.Broker
Kobrin Securities, INC.Broker
First Jersey Securities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.