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Caroline Dow Hill

11 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
7,702 clients
Average Client Portfolio
$392K average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:None
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Location

100 Corporate Woods, Suite 300, Rochester, NY, 14623

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Caroline is a member of the YMCA of Greater Rochester Investment Committee and the Women's Volunteer Board. These activities require minimal time commitment.

Employment History
Current Registrations
Sage, Rutty & CO., INC.
June 2021 - Present · 4 yrs 8 mos
Sage, Rutty & CO., INC.Broker
January 2018 - Present · 8 yrs 1 mo
Previous Registrations
Brighton Securities CORP.Broker
April 2014 - January 2018 · 3 yrs 9 mos
State Registrations19 states
AZCACOCTFLGAKYMDMENCNMNYOHORPASCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.