Stratos Investment Management (SIM) acts as a portfolio manager for wrap fee programs and provides subadvisory services to investment advisor representatives. SIM offers ongoing portfolio management based on clients' goals, objectives, time horizon, and risk tolerance. SIM typically requires authority to make trades without asking first. SIM manages various model portfolios, including Tactical, Strategic, Enhanced Index, Global Individual Equity, ESG USA No Energy, Dividend Growth, Multi Asset, NDR, and Custom Indexing models.
Fee Structure
Stratos Investment Management (SIM) manages investments through various model portfolios. Fees vary depending on the model and the amount invested.
For Tactical, Enhanced Index, Global Equity, Dividend Growth, NDR, and ESG USA No Energy Models (wrap fee):
- $100,000 to $499,999.99: 0.29% per year
- $500,000 to $749,999.99: 0.27% per year
- $750,000 to $1,249,999.99: 0.25% per year
- $1,250,000 to $4,999,999.99: 0.23% per year
- $5,000,000 to $24,999,999.99: 0.19% per year
- $25,000,000 and up: 0.15% per year
For Strategic and Enhanced Indexed Focused Models (Small Account Solutions) (wrap fee):
- All Assets: 0.29% per year
For Tactical, Enhanced Indexed, Global Equity, Dividend Growth, and ESG USA No Energy Models (non-wrap fee):
- $100,000 to $499,999.99: 0.25% per year
- $500,000 to $749,999.99: 0.23% per year
- $750,000 to $1,249,999.99: 0.21% per year
- $1,250,000 to $4,999,999.99: 0.19% per year
- $5,000,000 to $24,999,999.99: 0.14% per year
- $25,000,000 and up: 0.11% per year
For Strategic and Enhanced Indexed Focused Models (Small Account Solutions) (non-wrap fee):
- All Assets: 0.25% per year
For Custom Indexing Model:
- $100,000 to $2,000,000: 0.18% per year
- $2,000,000 and up: 0.16% per year
Fees are negotiable.