TrueAdvisor
TrueAdvisor
CJ
CJ

Charis Ivana Jones

Stratos Investment Management, LLC
26 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Stratos Investment Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
5 advisors
Number of Clients
3 clients
Average Client Portfolio
$814.1M average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stratos Wealth Advisors LLC
October 2025 - Present · 4 mos
Stratos Wealth Partners, LTD
October 2025 - Present · 4 mos
Stratos Investment Management, LLC
October 2025 - Present · 4 mos
LPL Financial LLC
October 2025 - Present · 4 mos
LPL Financial LLCBroker
October 2025 - Present · 4 mos
Previous Registrations
Hightower Advisors, LLC
June 2024 - September 2025 · 1 yr 3 mos
Hightower Securities, LLCBroker
June 2024 - September 2025 · 1 yr 3 mos
LPL Financial LLCBroker
April 2015 - June 2023 · 8 yrs 2 mos
LPL Financial LLC
April 2015 - June 2023 · 8 yrs 2 mos
Morgan Stanley
June 2009 - April 2015 · 5 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2005 - April 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
September 2005 - April 2007 · 1 yr 7 mos
Citicorp Investment Services
April 2002 - August 2005 · 3 yrs 4 mos
Citicorp Investment ServicesBroker
April 1998 - August 2005 · 7 yrs 4 mos
Chatfield Dean & CO., INC.Broker
July 1995 - December 1995 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.