Travis Smythe is a CFA-designated registered investment advisor at LPL Financial LLC, based in Beachwood, OH, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3750 Park East Drive, Suite 200, Beachwood, OH, 44122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Travis is involved with Tulsa Oktoberfest, a non-investment related activity. He also dedicates full-time hours to Stratos Wealth Partners as a DBA for his LPL business, spending 8 hours during trading.
Employment History
Current Registrations
LPL Financial LLCBroker
Stratos Wealth Partners, LTD
Stratos Investment Management, LLC
Previous Registrations
Capital One Investing, INC.
Khp Capital LLC
First Allied Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.