Wellington Shields & CO., LLC

Assets Under Management

$470.9M

Number of Clients

519

Number of Advisors

29

Average Client AUM

$907K

AUM per Advisor

$16.2M

Compensation

Fee-Only (AUM)Fixed/Hourly

About This Firm

Wellington Shields & Co. LLC (WSC) sponsors a wrap-fee program providing advisory, custody, and brokerage execution services for one all-inclusive fee. WSC provides discretionary and non-discretionary portfolio management services customized to meet client needs and investment objectives. Investments include equity, balanced, and fixed income mandates. WSC is also a broker/dealer.

Fee Structure

Financial Planning:Investment management only
Areas of Practice
Investment Management
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Location

60 Broad St., 39th Floor, New York, NY, 10004

29 Advisors at this firm

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