DG
DG

Deborah Beaufait Gaskins

35 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
519 clients
Average Client Portfolio
$907K average
Assets Under Management
$470.9M

Fee Structure

Financial Planning:Investment management only
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Location

60 Broad Street, 39th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deborah works in client servicing at Wellington Shields Capital Management, a registered investment advisor. This activity is investment-related.

Employment History
Current Registrations
Wellington Shields & CO., LLC
March 2010 - Present · 15 yrs 11 mos
Wellington Shields & CO., LLCBroker
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
Shields Capital Corporation
December 2009 - February 2011 · 1 yr 2 mos
Shields Capital Corporation
May 2005 - December 2009 · 4 yrs 7 mos
Shields & CompanyBroker
February 2001 - December 2009 · 8 yrs 10 mos
Suntrust Securities, INC.Broker
May 2000 - January 2001 · 8 mos
Shields & CompanyBroker
August 1994 - May 2000 · 5 yrs 9 mos
First Union Brokerage Services, INC.Broker
March 1994 - August 1994 · 5 mos
Prudential Securities IncorporatedBroker
September 1988 - June 1992 · 3 yrs 9 mos
State Registrations39 states
ALARAZCACOCTDCFLGAHIIDILINLAMAMDMEMIMNMONCNDNHNJNVNYOHOKPARISCSDTNTXVAVTWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Deborah Beaufait Gaskins - Financial Advisor | TrueAdvisor