TrueAdvisor
TrueAdvisor
GB
GB

Georges Carter Boyer

Wellington Shields & CO., LLC
40 Years of Experience
Broker
View SEC Summary
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Areas of Practice
Investment Management
Wellington Shields & CO., LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
519 clients
Average Client Portfolio
$907K average
Assets Under Management
$470.9M

Fee Structure

Financial Planning:Investment management only

Location

60 Broad Street, 39th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wellington Shields & CO., LLC
March 2010 - Present · 15 yrs 11 mos
Wellington Shields & CO., LLC
November 2009 - Present · 16 yrs 3 mos
Wellington Shields & CO., LLCBroker
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
H. G. Wellington & CO. INC. Capital Management Division
August 2009 - December 2010 · 1 yr 4 mos
H. G. Wellington & CO., INC.Broker
December 1998 - December 2009 · 11 yrs
Spencer Trask Securities IncorporatedBroker
January 1995 - December 1998 · 3 yrs 11 mos
Painewebber IncorporatedBroker
May 1992 - February 1995 · 2 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1986 - June 1992 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1984 - May 1986 · 1 yr 5 mos
State Registrations21 states
CACOCTDCFLGAILMAMNNCNJNVNYPAPRSCTXUTVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.