Rice Hall James & Associates LLC

Assets Under Management

$1.8B

Number of Clients

265

Number of Advisors

6

Average Client AUM

$6.7M

AUM per Advisor

$296.0M

Compensation

Fee-Only (AUM)

About This Firm

Rice Hall James & Associates, LLC is an SEC-registered investment management firm offering discretionary investment management services to direct clients, sub-advisory clients, and through wrap programs. They offer five core investment strategies focusing on small and micro-cap equities.

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M0.01%
$25M+0.01%

This fee schedule applies to the Small Cap Equity Strategy. Other strategies have different fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$45,000
Areas of Practice
Investment Management
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Location

600 West Broadway Suite 1000, San Diego, CA, 92101

6 Advisors at this firm