Louis Holtz is a CFA-designated registered investment advisor at Rice Hall James & Associates LLC, based in Pasadena, CA, with 18 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 265 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.90% |
| $25M+ | 0.70% |
This fee schedule applies to the Small Cap Equity Strategy. The Micro Cap Equity Strategy has a flat rate of 1.0%. The Small Cap Opportunities Strategy has a flat rate of 1.25%. The Micro Cap Opportunities Strategy has a flat rate of 1.0%. The SMID Cap Opportunities Strategy has a tiered fee schedule: 1.0% on the first $25 million, then 0.85% on anything over that. Market values of related accounts on the same tiered fee schedule are combined for fee calculation. Minimum annual fees apply.
Fee Estimator
Location
300 N. Lake Ave., Suite 929, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Rice Hall James & Associates LLC
Previous Registrations
Engemann Asset Management
State Registrations1 state
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