LH
CFA
LH
CFA

Louis Millett Holtz

18 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
265 clients
Average Client Portfolio
$6.7M average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M0.01%
$25M+0.01%

This fee schedule applies to the Small Cap Equity Strategy. Other strategies have different fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$45,000
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Location

300 N. Lake Ave., Suite 929, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rice Hall James & Associates LLC
May 2011 - Present · 14 yrs 9 mos
Previous Registrations
Engemann Asset Management
March 2005 - October 2008 · 3 yrs 7 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.