AS
AS

Anthon Horton Shaw

31 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
265 clients
Average Client Portfolio
$6.7M average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M0.01%
$25M+0.01%

This fee schedule applies to the Small Cap Equity Strategy. Other strategies have different fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$45,000
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Location

600 West Broadway Suite 1000, San Diego, CA, 92101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthon is the Director of Operations at Rice Hall James & Associates since 2010, supervising a team that handles operational activities. This role requires full-time commitment, with 100 hours dedicated during trading.

Employment History
Current Registrations
Rice Hall James & Associates LLC
October 2010 - Present · 15 yrs 4 mos
Foreside Fund Services, LLC
October 2010 - Present · 15 yrs 4 mos
Foreside Fund Services, LLCBroker
October 2010 - Present · 15 yrs 4 mos
Previous Registrations
LPL Financial CorporationBroker
September 2009 - August 2010 · 11 mos
LPL Financial Corporation
September 2009 - August 2010 · 11 mos
LPL Financial Corporation
December 1997 - March 2009 · 11 yrs 3 mos
LPL Financial CorporationBroker
January 1994 - March 2009 · 15 yrs 2 mos
Pruco Securities CorporationBroker
July 1993 - November 1993 · 4 mos
State Registrations19 states
CAFLGAILINLAMAMNMONCNHNJNYOHOKPATXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anthon Horton Shaw - Financial Advisor | TrueAdvisor