SMH Capital Advisors offers discretionary wealth management services through three programs: Advisor Platform Programs, SMH Capital Investments Program, and the Institutional Program. SMHCA also provides sub-advisory services to two mutual funds. SMHCA allocates client assets among various investments based on their objectives. SMHCA consults with clients to assess their risk tolerance and financial situation. SMH Capital Investments LLC, an affiliated broker-dealer, may serve as the broker-dealer for certain client accounts.
Fee Structure
SMH Capital Advisors offers investment management services through several programs. Fees vary depending on the program and the amount of assets managed.
SMA and Institutional Programs: Fees are based on assets under management and vary by strategy. The fees range from 0.15% to 1.00% depending on the strategy and assets under management.
SMHCI Program: This program assesses a wrap fee on the value of assets under management. Fees vary by strategy, ranging from 1.00% to 3.00%.