LH
LH

Lisa Celeste Haley

21 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
186 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$419.7M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5M+0.80%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

101 York Avenue, Weatherford, TX, 76086

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa is a landlord for a rental property since 2013, spending minimal time on it. She also owns a horse farm called Misfit Acres since 2018, dedicating a few hours per week. Additionally, Lisa is the COO of SMH Capital Advisors LLC, spending nearly full-time hours on back office responsibilities.

Employment History
Current Registrations
Smh Capital Investments LLCBroker
August 2018 - Present · 7 yrs 6 mos
Smh Capital Advisors LLC
September 2007 - Present · 18 yrs 5 mos
Previous Registrations
Sanders Morris Harris LLCBroker
September 2007 - January 2019 · 11 yrs 4 mos
Linsco/private Ledger CORP.Broker
February 2006 - September 2007 · 1 yr 7 mos
Linsco/private Ledger CORP.
February 2006 - September 2007 · 1 yr 7 mos
Raymond James Financial Services
July 2005 - January 2006 · 6 mos
Raymond James Financial Services, INC.Broker
April 2004 - January 2006 · 1 yr 9 mos
State Registrations19 states
AZCACOCTFLGAILLAMAMDMONHNJNMOHPATXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.