Dwayne Moyers is a registered investment advisor, based in Fort Worth, TX, with 35 years of industry experience.
Location
4200 S. Hulen St., Suite 534, Fort Worth, TX, 76109
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Regulatory History (2)
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Customer Dispute
September 2010Denied
Customer Dispute
May 2007Settled
Other Business Activities
Dwayne is the sole member of Moyers Organization LLC, spending minimal time on its business. He is also the CEO/CCO of SMH Capital Investments LLC and the CEO of SMH Capital Advisors LLC, dedicating about half of his time to each.
Employment History
Current Registrations
Smh Capital Investments LLCBroker
August 2018 - Present · 7 yrs 8 mos
Smh Capital Advisors LLC
June 1997 - Present · 28 yrs 10 mos
Previous Registrations
Sanders Morris Harris LLC
November 2009 - January 2019 · 9 yrs 2 mos
Sanders Morris Harris LLCBroker
October 2000 - January 2019 · 18 yrs 3 mos
Cummer/moyers Securities, INC.Broker
June 1997 - October 2000 · 3 yrs 4 mos
Investment Management & Research, INCBroker
April 1991 - July 1997 · 6 yrs 3 mos
First Investors CorporationBroker
July 1988 - August 1988 · 1 mo
State Registrations18 states
AZCACOCTFLGAILLAMANHNJNMNYOHPATXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.