Austin Charles Germain

Private Capital Management

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Private Capital Management

Compensation

Fee-Only (AUM)

Firm Size

9 advisors

Number of Clients

415 clients

Average Client Portfolio

$3.2M average

Assets Under Management

$1.3B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

8889 Pelican Bay Blvd., Suite 500, Naples, FL, 34108-7512

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Private Capital Management

March 2023 - Present · 2 yrs 11 mos

Carnes Capital CorporationBroker

March 2023 - Present · 2 yrs 11 mos

Previous Registrations

Northern Lights Distributors, LLCBroker

March 2022 - March 2023 · 1 yr

Ascendant Capital Management, LLC

April 2021 - March 2023 · 1 yr 11 mos

Northern Lights Distributors, LLCBroker

March 2021 - January 2022 · 10 mos

Equity Investment CORP

April 2019 - January 2021 · 1 yr 9 mos

Foreside Funds Distributors LLCBroker

March 2019 - January 2021 · 1 yr 10 mos

State Registrations46 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.