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Brandon Miller

13 Years of Experience
Broker

Brandon Miller is a registered investment advisor at Principal Asset Management, based in Des Moines, IA, with 13 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,399 clients with $360B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Investment management only (planning not offered)

Principal AM's fees are generally based on a percentage of the value of the assets they manage or a fixed fee. Fees can vary and may be negotiable depending on factors like the client's relationship with Principal AM, the number of accounts managed, the size of the account, and the services provided. Fees and allocations can be fixed, fixed plus performance-based, or performance-based only. Certain fixed fees are required to be paid up front.

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Location

711 High Street, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for them and their affiliates. This activity is investment-related.

Employment History
Current Registrations
Principal Asset Management
August 2016 - Present · 9 yrs 8 mos
Principal Funds Distributor, INC.Broker
August 2016 - Present · 9 yrs 8 mos
Previous Registrations
Principal Securities, INC.
December 2012 - March 2017 · 4 yrs 3 mos
Principal Securities, INC.Broker
December 2012 - March 2017 · 4 yrs 3 mos
Metlife Securities INC.
October 2012 - November 2012 · 1 mo
Metlife Securities INC.Broker
June 2012 - November 2012 · 5 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.