Brian Douglas Latta

Principal Securities, INC.

16 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Principal Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1605 advisors

Number of Clients

48,723 clients

Average Client Portfolio

$304K average

Assets Under Management

$14.8B

Fee Structure

Financial Planning:Investment management only

Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Brian is an access/supervised person of Principal Global Investors, LLC. He also holds Financial and Healthcare Power of Attorney for his father, dedicating minimal time to this uncompensated, non-investment-related activity.